Compliance glossary
Definitions of the terms compliance and legal-operations teams meet most, with where each definition comes from and when it applies.
- Adequacy decision: definition, scope and what it obliges you to do
What "Adequacy decision" means in practice, where the definition comes from, and the obligations that attach once the term applies to you.
- AI deployer: definition, scope and what it obliges you to do
What "AI deployer" means in practice, where the definition comes from, and the obligations that attach once the term applies to you.
- AI provider: definition, scope and what it obliges you to do
What "AI provider" means in practice, where the definition comes from, and the obligations that attach once the term applies to you.
- Asset-referenced token (ART): definition, scope and what it obliges you to do
What "Asset-referenced token (ART)" means in practice, where the definition comes from, and the obligations that attach once the term applies to you.
- Binding corporate rules (BCRs): definition, scope and what it obliges you to do
What "Binding corporate rules (BCRs)" means in practice, where the definition comes from, and the obligations that attach once the term applies to you.
- Breach notification rule: definition, scope and what it obliges you to do
What "Breach notification rule" means in practice, where the definition comes from, and the obligations that attach once the term applies to you.
- Bridge letter (gap letter): definition, scope and what it obliges you to do
What "Bridge letter (gap letter)" means in practice, where the definition comes from, and the obligations that attach once the term applies to you.
- Business associate agreement (BAA): definition, scope and what it obliges you to do
What "Business associate agreement (BAA)" means in practice, where the definition comes from, and the obligations that attach once the term applies to you.
- Business associate: definition, scope and what it obliges you to do
What "Business associate" means in practice, where the definition comes from, and the obligations that attach once the term applies to you.
- Client money rules: definition, scope and what it obliges you to do
What "Client money rules" means in practice, where the definition comes from, and the obligations that attach once the term applies to you.
- Company applicant: definition, scope and what it obliges you to do
What "Company applicant" means in practice, where the definition comes from, and the obligations that attach once the term applies to you.
- Complementary user entity controls (CUECs): definition, scope and what it obliges you to do
What "Complementary user entity controls (CUECs)" means in practice, where the definition comes from, and the obligations that attach once the term applies to you.
- Conformity assessment: definition, scope and what it obliges you to do
What "Conformity assessment" means in practice, where the definition comes from, and the obligations that attach once the term applies to you.
- Control objective: definition, scope and what it obliges you to do
What "Control objective" means in practice, where the definition comes from, and the obligations that attach once the term applies to you.
- Correspondent banking: definition, scope and what it obliges you to do
What "Correspondent banking" means in practice, where the definition comes from, and the obligations that attach once the term applies to you.
- Covered entity: definition, scope and what it obliges you to do
What "Covered entity" means in practice, where the definition comes from, and the obligations that attach once the term applies to you.
- Cross-context behavioural advertising: definition, scope and what it obliges you to do
What "Cross-context behavioural advertising" means in practice, where the definition comes from, and the obligations that attach once the term applies to you.
- Crypto-asset service provider (CASP): definition, scope and what it obliges you to do
What "Crypto-asset service provider (CASP)" means in practice, where the definition comes from, and the obligations that attach once the term applies to you.
- Crypto-asset white paper: definition, scope and what it obliges you to do
What "Crypto-asset white paper" means in practice, where the definition comes from, and the obligations that attach once the term applies to you.
- Currency transaction report (CTR): definition, scope and what it obliges you to do
What "Currency transaction report (CTR)" means in practice, where the definition comes from, and the obligations that attach once the term applies to you.
- Custody and administration of crypto-assets: definition, scope and what it obliges you to do
What "Custody and administration of crypto-assets" means in practice, where the definition comes from, and the obligations that attach once the term applies to you.
- Data controller: definition, scope and what it obliges you to do
What "Data controller" means in practice, where the definition comes from, and the obligations that attach once the term applies to you.
- Data fiduciary: definition, scope and what it obliges you to do
What "Data fiduciary" means in practice, where the definition comes from, and the obligations that attach once the term applies to you.